Files
turnstone/tests/test_coordinator_governance.py
T
Patrick Buckley 33ace975d2 feat(models): default-deny governance and admin UI for per-alias backend auth
Follow-up to the per-alias Entra OBO/app-identity backend auth: the
console write path now applies default-deny field classification, the
admin shelf gains full backend-auth support, and the session/registry
rebind machinery is hardened for config changes landing under live
sessions.

Console write gate:
- Default-deny classification: any non-neutral change to a row that is
  or becomes dynamic requires admin.mcp plus validation; the provably
  auth-neutral columns are enumerated (MODEL_AUTH_NEUTRAL_FIELDS) and a
  live-schema classification test forces every future column to be
  classified. The derivation is a pure function (_derive_auth_gate)
  with unit-pinned exclusivity invariants.
- Two-tier validation mirroring the MCP oauth_obo validator: the row
  tier (audience allow-list) runs on every gated write; the posture
  tier (OIDC configured, token store present) runs on pair changes and
  on enable-arming.
- Pure-disable carve-out: disabling a dynamic row is de-escalation and
  is never blocked — admin.models suffices and validation is skipped,
  including for rows with corrupt or skewed stored values.
- Capabilities are compared canonically (key order, integral floats),
  the audience compare normalizes both sides, and staging an audience
  on a static row is refused on both write twins.
- Calibrate writes the capabilities column under an enforced
  confinement invariant with a compare-and-swap persist.

Admin shelf:
- Backend-auth section with a per-open constraints fetch
  (GET /model-definitions/auth-constraints: audience allow-list, grant
  profile, dynamic modes), datalist audience suggestions,
  server-defined modes preserved on round-trip, and permission-aware
  visibility built on cache-skew-safe helpers shared through auth.js.
- Refused live-registry swaps surface as an amber registry_warning on
  the write, delete, reload, and calibrate responses; audit rows carry
  auth_gated / auth_disarmed markers visible in the audit view.

Registry and sessions:
- The encryption-key requirement for dynamic auth is enforced inside
  ModelRegistry.reload() itself — nodes refuse with 503 and the
  console records coord_registry_error — and reload bumps the
  generation before the map swap so a racing reader can never pair a
  stale generation with new maps.
- resolve()/resolve_binding() return the generation from inside the
  registry lock; sessions rebind per send on generation change with
  atomic client/provider/config commits, fallback-first handling of
  removed or unconstructable aliases, and judge/limiter resets only
  when the binding actually changed.
- Mint refusals record per-user causes surfaced in the per-turn
  heartbeat logs; misconfiguration warnings are deduplicated with
  bounded state.

Verification: 10417 tests (99 added on this branch), a 71-scenario
browser harness over the real admin shelf, and a live rfc8693
token-exchange e2e run (MCP legs verified end to end; the model-leg
scope gap is tracked as #955 under a narrow known-gap signature).

Closes #950.
2026-08-03 20:11:28 -07:00

657 lines
23 KiB
Python

"""Tests for the coordinator governance endpoints and session hooks.
Covers the console endpoints that let an operator steer a live
coordinator session mid-flight (``/trust``, ``/restrict``), the two
``ChatSession`` methods the endpoints toggle (``set_trust_send`` /
``revoke_tools``), the audit rows the handlers emit, and the
``_prepare_tool`` revocation gate.
"""
from __future__ import annotations
import json
from typing import Any
from unittest.mock import MagicMock
import pytest
from starlette.applications import Starlette
from starlette.middleware import Middleware
from starlette.middleware.base import BaseHTTPMiddleware
from starlette.routing import Route
from starlette.testclient import TestClient
from tests._coord_test_helpers import (
_AuthMiddleware,
_build_mgr,
_fake_registry,
_FakeConfigStore,
_seed_children,
)
from turnstone.console.server import (
coordinator_restrict,
coordinator_trust,
)
from turnstone.core.auth import AuthResult
from turnstone.core.storage._sqlite import SQLiteBackend
@pytest.fixture
def storage(tmp_path):
return SQLiteBackend(str(tmp_path / "coord.db"))
def _make_client(storage, *, coord_mgr, alias="my-model", registry=None) -> TestClient:
"""Starlette app exposing only the governance endpoints."""
app = Starlette(
routes=[
Route(
"/v1/api/workstreams/{ws_id}/trust",
coordinator_trust,
methods=["POST"],
),
Route(
"/v1/api/workstreams/{ws_id}/restrict",
coordinator_restrict,
methods=["POST"],
),
],
middleware=[Middleware(_AuthMiddleware)],
)
app.state.coord_mgr = coord_mgr
app.state.coord_adapter = coord_mgr._adapter if coord_mgr is not None else None
app.state.config_store = _FakeConfigStore({"coordinator.model_alias": alias})
app.state.coord_registry = registry
app.state.coord_registry_error = "" if coord_mgr else "registry missing"
app.state.auth_storage = storage
app.state.jwt_secret = "x" * 64
return TestClient(app)
def _make_session_mock(*, trust_send: bool = False, revoked: frozenset[str] = frozenset()):
"""Build a MagicMock ``session`` that honours the new ChatSession
governance surface (``set_trust_send`` / ``get_trust_send`` /
``revoke_tools`` / ``get_revoked_tools``) so handler tests exercise
the real method calls rather than reaching into attributes."""
state: dict[str, Any] = {"trust_send": trust_send, "revoked": revoked}
def _set_trust_send(value: bool) -> None:
state["trust_send"] = bool(value)
def _get_trust_send() -> bool:
return bool(state["trust_send"])
def _revoke_tools(names):
state["revoked"] = state["revoked"] | frozenset(names)
return state["revoked"]
def _get_revoked_tools():
return state["revoked"]
session = MagicMock()
session.set_trust_send.side_effect = _set_trust_send
session.get_trust_send.side_effect = _get_trust_send
session.revoke_tools.side_effect = _revoke_tools
session.get_revoked_tools.side_effect = _get_revoked_tools
return session, state
_COORD_HEADERS = {"X-Test-User": "user-1", "X-Test-Perms": "admin.coordinator"}
_TRUST_HEADERS = {
"X-Test-User": "user-1",
"X-Test-Perms": "admin.coordinator,coordinator.trust.send",
}
# ---------------------------------------------------------------------------
# /trust endpoint — trusted-session mode (item 1)
# ---------------------------------------------------------------------------
def test_trust_toggle_requires_trust_send_permission(storage):
"""Double-gated: admin.coordinator alone is insufficient — the
trust-send perm is an explicit opt-in."""
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/trust",
json={"send": True},
headers=_COORD_HEADERS,
)
assert resp.status_code == 403
def test_trust_toggle_flips_session_flag_and_audits(storage):
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
session, state = _make_session_mock()
coord.session = session
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/trust",
json={"send": True},
headers=_TRUST_HEADERS,
)
assert resp.status_code == 200
assert resp.json() == {"status": "ok", "trust_send": True}
assert state["trust_send"] is True
events = [e for e in storage.list_audit_events() if e["action"] == "coordinator.trust.toggled"]
assert len(events) == 1
detail = json.loads(events[0]["detail"])
assert detail["send_before"] is False
assert detail["send_after"] is True
def _service_token_client(
storage,
coord_mgr,
*,
user_id: str,
permissions: frozenset[str],
) -> TestClient:
"""Build a TestClient whose middleware injects a service-scoped token.
Used to verify that the capability-escalating endpoints (``/trust``,
``/restrict``) do NOT honor the normal ``require_permission``
service-scope bypass when the caller lacks the specific grant they
need.
"""
app = Starlette(
routes=[
Route(
"/v1/api/workstreams/{ws_id}/trust",
coordinator_trust,
methods=["POST"],
),
Route(
"/v1/api/workstreams/{ws_id}/restrict",
coordinator_restrict,
methods=["POST"],
),
],
)
app.state.coord_mgr = coord_mgr
app.state.coord_adapter = coord_mgr._adapter if coord_mgr is not None else None
app.state.config_store = _FakeConfigStore({"coordinator.model_alias": "my-model"})
app.state.coord_registry = _fake_registry()
app.state.coord_registry_error = ""
app.state.auth_storage = storage
app.state.jwt_secret = "x" * 64
captured_perms = permissions
class _ServiceAuth(BaseHTTPMiddleware):
async def dispatch(self, request, call_next):
request.state.auth_result = AuthResult(
user_id=user_id,
scopes=frozenset({"read", "write", "approve", "service"}),
token_source="test",
permissions=captured_perms,
)
return await call_next(request)
app.user_middleware = [Middleware(_ServiceAuth)]
app.middleware_stack = app.build_middleware_stack()
return TestClient(app)
def test_trust_toggle_service_token_cannot_bypass_permission(storage):
"""Service token without coordinator.trust.send is 403'd even when
its user_id matches the coord owner."""
mgr = _build_mgr(storage)
coord = mgr.create(user_id="svc-user", name="coord-a")
coord.session, _ = _make_session_mock()
client = _service_token_client(
storage,
mgr,
user_id="svc-user",
permissions=frozenset({"admin.coordinator"}),
)
resp = client.post(
f"/v1/api/workstreams/{coord.id}/trust",
json={"send": True},
)
assert resp.status_code == 403
assert "coordinator.trust.send" in resp.json()["error"]
def test_trust_toggle_service_token_with_permission_succeeds(storage):
"""Service token WITH the explicit coordinator.trust.send grant IS
allowed through — locks the intended invariant: bypass is off, but
an explicit perm still works."""
mgr = _build_mgr(storage)
coord = mgr.create(user_id="svc-user", name="coord-a")
session, state = _make_session_mock()
coord.session = session
client = _service_token_client(
storage,
mgr,
user_id="svc-user",
permissions=frozenset({"admin.coordinator", "coordinator.trust.send"}),
)
resp = client.post(
f"/v1/api/workstreams/{coord.id}/trust",
json={"send": True},
)
assert resp.status_code == 200
assert resp.json() == {"status": "ok", "trust_send": True}
assert state["trust_send"] is True
def test_restrict_service_token_cannot_bypass_admin_coordinator(storage):
"""/restrict is destructive — a service token WITHOUT explicit
admin.coordinator grant must be 403'd rather than letting the
service-scope bypass open the endpoint up."""
mgr = _build_mgr(storage)
coord = mgr.create(user_id="svc-user", name="coord-a")
coord.session, _ = _make_session_mock()
client = _service_token_client(
storage,
mgr,
user_id="svc-user",
permissions=frozenset(), # no admin.coordinator
)
resp = client.post(
f"/v1/api/workstreams/{coord.id}/restrict",
json={"revoke": ["bash"]},
)
assert resp.status_code == 403
def test_trust_toggle_rejects_non_bool(storage):
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
coord.session, _ = _make_session_mock()
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/trust",
json={"send": "yes"},
headers=_TRUST_HEADERS,
)
assert resp.status_code == 400
def test_trust_toggle_rejects_non_object_body(storage):
"""A valid-JSON-but-non-object body (null / list / scalar) must
400 cleanly rather than AttributeError → 500."""
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
coord.session, _ = _make_session_mock()
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
# Non-dict JSON values — all must 400. `read_json_or_400` enforces
# the object shape itself ("Request body must be a JSON object");
# there is no downstream shape guard. We only care that none 500.
for body in ([], 42, "string"):
resp = client.post(
f"/v1/api/workstreams/{coord.id}/trust",
json=body,
headers=_TRUST_HEADERS,
)
assert resp.status_code == 400, body
assert "JSON object" in resp.json()["error"], resp.json()
def test_restrict_rejects_non_object_body(storage):
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
coord.session, _ = _make_session_mock()
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/restrict",
json=[],
headers=_COORD_HEADERS,
)
assert resp.status_code == 400
def test_trust_toggle_cluster_wide_access(storage):
# Trusted-team model: the trust toggle is gated on the scope
# permission, not on row-level ownership. A caller holding
# ``coordinator.trust.send`` may toggle any coord's trust state.
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-owner", name="coord-a")
coord.session, _ = _make_session_mock()
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/trust",
json={"send": True},
headers={
"X-Test-User": "user-other",
"X-Test-Perms": "admin.coordinator,coordinator.trust.send",
},
)
assert resp.status_code == 200
def test_trust_toggle_404_when_session_not_loaded(storage):
"""Persisted-but-not-loaded coordinator: runtime session state can't
be mutated, so the endpoint 404s. Matches the tenant-miss shape
so non-admins can't probe for closed rows via this endpoint."""
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
coord.session = None # simulate a closed / lazy-rehydrate coord
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/trust",
json={"send": True},
headers=_TRUST_HEADERS,
)
assert resp.status_code == 404
# ---------------------------------------------------------------------------
# _prepare_send_to_workstream — trust gate (item 1, unit-level)
# ---------------------------------------------------------------------------
def test_prepare_send_to_workstream_trust_skips_approval_for_own_child():
from turnstone.core.session import ChatSession
session = ChatSession.__new__(ChatSession)
session._coord_client = MagicMock()
session._trust_send = True
session._coord_client._is_own_subtree.return_value = True
item = session._prepare_send_to_workstream(call_id="c1", args={"ws_id": "abc", "message": "hi"})
assert item["needs_approval"] is False
assert item["trust_auto_approved"] is True
def test_prepare_send_to_workstream_trust_holds_for_foreign_ws():
from turnstone.core.session import ChatSession
session = ChatSession.__new__(ChatSession)
session._coord_client = MagicMock()
session._trust_send = True
session._coord_client._is_own_subtree.return_value = False
item = session._prepare_send_to_workstream(
call_id="c2", args={"ws_id": "foreign-ws", "message": "hi"}
)
assert item["needs_approval"] is True
assert item["trust_auto_approved"] is False
def test_prepare_send_to_workstream_without_trust_always_requires_approval():
from turnstone.core.session import ChatSession
session = ChatSession.__new__(ChatSession)
session._coord_client = MagicMock()
session._trust_send = False
session._coord_client._is_own_subtree.return_value = True
item = session._prepare_send_to_workstream(call_id="c3", args={"ws_id": "abc", "message": "hi"})
assert item["needs_approval"] is True
assert item["trust_auto_approved"] is False
def test_exec_send_to_workstream_records_trust_audit(storage):
"""The audit row fires before the HTTP send so a downstream failure
can't suppress the trail."""
from turnstone.console.coordinator_client import CoordinatorClient
from turnstone.core.session import ChatSession
client = CoordinatorClient.__new__(CoordinatorClient)
client._storage = storage
client._user_id = "user-1"
client._coord_ws_id = "coord-1"
session = ChatSession.__new__(ChatSession)
session._coord_client = client
session.ui = MagicMock()
send_mock = MagicMock(return_value={"status": "ok"})
client.send = send_mock # type: ignore[method-assign]
session._exec_send_to_workstream(
{
"call_id": "c1",
"ws_id": "child-ws-1",
"message": "please summarise",
"trust_auto_approved": True,
}
)
events = [
e for e in storage.list_audit_events() if e["action"] == "coordinator.send.auto_approved"
]
assert len(events) == 1
detail = json.loads(events[0]["detail"])
assert detail["src"] == "coordinator"
assert detail["trust"] is True
assert detail["ws_id"] == "child-ws-1"
assert "please summarise" in detail["message_preview"]
# ---------------------------------------------------------------------------
# /restrict endpoint + _prepare_tool revocation gate (item 5a)
# ---------------------------------------------------------------------------
def test_restrict_adds_to_revoked_tools_and_audits(storage):
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
session, state = _make_session_mock()
coord.session = session
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/restrict",
json={"revoke": ["spawn_workstream", "delete_workstream"]},
headers=_COORD_HEADERS,
)
assert resp.status_code == 200
body = resp.json()
assert set(body["revoked_tools"]) == {"spawn_workstream", "delete_workstream"}
assert state["revoked"] == frozenset({"spawn_workstream", "delete_workstream"})
events = [e for e in storage.list_audit_events() if e["action"] == "coordinator.restricted"]
assert len(events) == 1
detail = json.loads(events[0]["detail"])
assert set(detail["revoked"]) == {"spawn_workstream", "delete_workstream"}
def test_restrict_is_additive_across_calls(storage):
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
coord.session, _ = _make_session_mock()
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
client.post(
f"/v1/api/workstreams/{coord.id}/restrict",
json={"revoke": ["spawn_workstream"]},
headers=_COORD_HEADERS,
)
resp = client.post(
f"/v1/api/workstreams/{coord.id}/restrict",
json={"revoke": ["delete_workstream"]},
headers=_COORD_HEADERS,
)
assert resp.status_code == 200
assert set(resp.json()["revoked_tools"]) == {
"spawn_workstream",
"delete_workstream",
}
def test_restrict_empty_revoke_is_noop_but_audits(storage):
"""Empty list is accepted as a no-op write — still emits the audit
row so operators can see 'operator poked the restrict endpoint but
didn't actually revoke anything' events."""
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
coord.session, _state = _make_session_mock(revoked=frozenset({"spawn_workstream"}))
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/restrict",
json={"revoke": []},
headers=_COORD_HEADERS,
)
assert resp.status_code == 200
# Pre-existing revocations are preserved; no new entries were added.
assert set(resp.json()["revoked_tools"]) == {"spawn_workstream"}
events = [e for e in storage.list_audit_events() if e["action"] == "coordinator.restricted"]
assert len(events) == 1
detail = json.loads(events[0]["detail"])
assert detail["revoked"] == []
def test_restrict_rejects_non_list_body(storage):
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
coord.session, _ = _make_session_mock()
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/restrict",
json={"revoke": "spawn_workstream"},
headers=_COORD_HEADERS,
)
assert resp.status_code == 400
def test_restrict_rejects_oversize_list(storage):
"""Defense-in-depth cap — an admin-sized list can't blow up the
session frozenset or the audit row's detail column."""
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
coord.session, _ = _make_session_mock()
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/restrict",
json={"revoke": [f"tool_{i}" for i in range(500)]},
headers=_COORD_HEADERS,
)
assert resp.status_code == 400
def test_restrict_rejects_oversize_name(storage):
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
coord.session, _ = _make_session_mock()
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/restrict",
json={"revoke": ["x" * 1000]},
headers=_COORD_HEADERS,
)
assert resp.status_code == 400
def test_restrict_404_when_session_not_loaded(storage):
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
coord.session = None
client = _make_client(storage, coord_mgr=mgr, registry=_fake_registry())
resp = client.post(
f"/v1/api/workstreams/{coord.id}/restrict",
json={"revoke": ["bash"]},
headers=_COORD_HEADERS,
)
assert resp.status_code == 404
def test_prepare_tool_blocks_revoked_tool():
"""Revocation short-circuits BEFORE the preparer dispatch so the
model sees a clear 'revoked' error rather than a preparer-level
validation message."""
from turnstone.core.session import ChatSession
session = ChatSession.__new__(ChatSession)
session._revoked_tools = frozenset({"spawn_workstream"})
session._mcp_client = None
session.ui = MagicMock()
tc = {
"id": "call-1",
"function": {
"name": "spawn_workstream",
"arguments": '{"initial_message": "x"}',
},
}
item = session._prepare_tool(tc)
assert item["needs_approval"] is False
assert "revoked" in item["header"].lower()
assert "revoked" in item["error"].lower()
def test_prepare_tool_allows_non_revoked_tool():
"""The revocation gate must not fire on a tool name that isn't in
the revoked set. We pick a name that's also not in the preparers
dict so we can assert the 'unknown tool' result shape without
exercising a real preparer."""
from turnstone.core.session import ChatSession
session = ChatSession.__new__(ChatSession)
session._revoked_tools = frozenset({"spawn_workstream"})
session._mcp_client = None
session.ui = MagicMock()
tc = {
"id": "call-2",
"function": {"name": "this_tool_is_not_registered", "arguments": "{}"},
}
item = session._prepare_tool(tc)
# Unknown tool path — not the revocation error path.
err = str(item.get("error") or "")
assert "revoked" not in err.lower()
# ---------------------------------------------------------------------------
# children_snapshot (used by the cancel cascade + close_all_children)
# ---------------------------------------------------------------------------
def test_children_snapshot_returns_copy_not_live_set(storage):
mgr = _build_mgr(storage)
coord = mgr.create(user_id="user-1", name="coord-a")
_seed_children(mgr._adapter, coord.id, ["a", "b", "c"])
snap = mgr._adapter.children_snapshot(coord.id)
assert set(snap) == {"a", "b", "c"}
_seed_children(mgr._adapter, coord.id, ["d"])
assert set(snap) == {"a", "b", "c"}
# ---------------------------------------------------------------------------
# ChatSession governance methods (q-14) — unit-level
# ---------------------------------------------------------------------------
def test_set_and_get_trust_send_round_trip():
from turnstone.core.session import ChatSession
session = ChatSession.__new__(ChatSession)
import threading as _t
session._trust_send = False
session._governance_lock = _t.Lock()
assert session.get_trust_send() is False
session.set_trust_send(True)
assert session.get_trust_send() is True
session.set_trust_send(False)
assert session.get_trust_send() is False
def test_revoke_tools_is_additive_and_returns_post_state():
from turnstone.core.session import ChatSession
session = ChatSession.__new__(ChatSession)
import threading as _t
session._revoked_tools = frozenset()
session._governance_lock = _t.Lock()
after = session.revoke_tools(["bash", "read_file"])
assert after == frozenset({"bash", "read_file"})
after2 = session.revoke_tools(["write_file"])
assert after2 == frozenset({"bash", "read_file", "write_file"})
# Re-revoking is a no-op (idempotent).
after3 = session.revoke_tools(["bash"])
assert after3 == after2
assert session.get_revoked_tools() == after3